Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Christopher WartesMorgan StanleyEdward Jones$5003-28-2013
Aaron EdelmanMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Aaron Gregory GetzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$2506-17-2010
Aaron Joseph McIntyreMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Aaron Joseph PenceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Aaron Joseph WinerMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Aaron Leslie Saperstein, David Evan Passman, Nicole E McMahonMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Aaron M. BlumMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Aaron Michael FinneyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-16-2012
Aaron Paul GuarigliaMorgan StanleyJ.P. Morgan Securities LLC03-06-2015
Aaron Scott CastleMorgan StanleyFirst Trust Portfolios L.P.$10006-25-2014
Aaron W PetersanMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Aaron WhiteMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Abbas BaqueriMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Abbe Lynn SpectorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1904-28-2017
Abbey H GladstoneMorgan StanleyBarclays Capital Inc.05-30-2012
Abby Wolman McElroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Abel Macedo AraujoMorgan StanleyWells Fargo Clearing Services, LLC05-03-2013
Abhay N. KothariMorgan StanleyWestern Growers Financial Services, Inc.12-08-2015
Abraham ChehebarMorgan StanleyUBS Financial Services Inc.03-31-2016
Abraham Paul HorowitzMorgan StanleyRaymond James & Associates, Inc.01-28-2011
Adalberto Ricardo Maulini, Joseph Julian ToranoMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Next Page »

Showing 1 to 25 of 10,786 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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