Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ilan CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Harpreet Singh SidhuMorgan StanleyJ.P. Morgan Securities LLC06-26-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Joseph BasileMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Jared Lyle HarguessMorgan StanleyFisher Investments04-03-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Brett A CohenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Tate Smathers HaireMorgan StanleyBoston Private Wealth01-29-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Annie Chang EvansMorgan StanleySummerlin Family Wealth, LLC11-29-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
La'Velle Deante SpiveyMorgan StanleyTransamerica Financial Advisors, Inc11-21-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Griffin James GribbelMorgan StanleyNational Financial Services LLC11-20-2018
Paul Emmanuel BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Michael Christopher KrajnakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Jamie PhillipsMorgan StanleyThe Investment Center, Inc.11-14-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Next Page »

Showing 1 to 25 of 5,442 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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