Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Atallah Mike CassaMorgan StanleyCredit Suisse Securities (USA) LLC02-15-2016
Louis GreifMorgan StanleyBarclays Capital Inc.08-03-2015
Eric M BehrMorgan StanleyDeutsche Bank Securities Inc.04-18-2013
Patricia Glass Walter VarianMorgan StanleyCredit Suisse Securities (USA) LLC05-21-2012
Chris Wallace Sarah EhrlichMorgan StanleyMorgan Keegan & Company, Inc.12-15-2011
Jonathan LakeMorgan StanleyRBC Capital Markets, LLC09-13-2011
Bradley HareMorgan StanleyEdward Jones05-04-2010
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Chevrier Walter GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Scott Mercalde Tricia MercaldeMorgan StanleyUBS Financial Services Inc.10-05-2018
Dante NeyraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2014
Marie H MurdockMorgan StanleyUBS Financial Services Inc.12-02-2013
Arthur A LevineMorgan StanleyWells Fargo Clearing Services, LLC06-06-2013
Roxann Romano Anthony CatalanoMorgan StanleyUBS Financial Services Inc.03-01-2013
Nikesh Kadakia Jospeh Pastore Kirk SnyderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2013
Jeffrey Hollingsworth William Simpson Craig BillingsleyMorgan StanleyWells Fargo Clearing Services, LLC05-02-2012
Kelly CavesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2012
Jason Haberman Robert Brevetti William CollinsMorgan StanleyUBS Financial Services Inc.01-10-2012
Edward Cook Robert HallMorgan StanleyUBS Financial Services Inc.09-13-2011
Michael Paesano Jeffrey Cadan Richard Perkins Matthew HayfordMorgan StanleyUBS Financial Services Inc.05-04-2011
William Schick Paul DerrickMorgan StanleyWells Fargo Clearing Services, LLC06-04-2009
Richard Duffy Russell KwokMorgan StanleyJPMorgan Chase & Co.06-24-2014
Robert Tholl Jerry PearsonMorgan StanleyJPMorgan Chase & Co.03-29-2010
Jill Macho PodehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Sarah A BolousMorgan StanleyU.S. Bancorp Investments, Inc.10-08-2020
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Showing 1 to 25 of 4,540 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.