Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles John BradyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
John Robert SearerMorgan StanleyAXA Advisors, LLC04-21-2020
Jaswant Paul BrarMorgan StanleySagePoint Financial, Inc.04-21-2020
Aaron G. BrownMorgan StanleyFidelity Brokerage Services LLC04-20-2020
Sumam Sara MathewMorgan StanleyFidelity Personal and Workplace Advisors04-16-2020
Michael Keith OlafsonMorgan StanleyWells Fargo Clearing Services, LLC04-16-2020
Chloe Reann SmithMorgan StanleyAXA Advisors, LLC04-09-2020
James P. WatersMorgan StanleyWoodbury Financial Services, Inc.04-01-2020
Michael Andrew SherwoodMorgan StanleyAmeriprise Financial Services, LLC03-31-2020
Nicole M. HainesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Phinizy Lamkin Davis Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-25-2020
Paola A. GallegoMorgan StanleyUBS Financial Services Inc.03-19-2020
Hyrije MahmutiMorgan StanleyMorgan Stanley03-19-2020
Brian Patrick HarpurMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC03-16-2020
Gavin Patrick McCormickMorgan StanleyAmeriprise Financial Services, LLC03-16-2020
Helen DritakisMorgan StanleyWells Fargo Clearing Services, LLC03-12-2020
Elaine Thompson PerezMorgan StanleyMorgan Stanley03-10-2020
Victor M. OliveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Timothy M. ProtoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Matthew Edward NanceMorgan StanleyUBS Financial Services Inc.03-06-2020
Wade Howard HartzMorgan StanleySecurian Financial Services, Inc.03-06-2020
Eric Benjamin LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Kikelola O. AwosikaMorgan StanleyJ.P. Morgan Securities LLC03-06-2020
Joseph M BoscoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Gina Marie Barcello-ReedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
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Showing 1 to 25 of 7,294 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.