Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Robert SearerMorgan StanleyAXA Advisors, LLC04-21-2020
Chloe Reann SmithMorgan StanleyAXA Advisors, LLC04-09-2020
Thomas Quinlan HodgsonMorgan StanleyAXA Advisors, LLC01-22-2020
Aidan Reed RodriguezMorgan StanleyAXA Advisors, LLC10-22-2019
Antan R. WilsonMorgan StanleyAXA Advisors, LLC07-18-2019
Rhoundy J JonesMorgan StanleyAXA Advisors, LLC07-02-2019
Carol S. YoungMorgan StanleyAXA Advisors, LLC06-26-2019
Truman D CooperMorgan StanleyAXA Advisors, LLC06-25-2019
Mohammad W WahidMorgan StanleyAXA Advisors, LLC06-17-2019
Corey M. SundayMorgan StanleyAXA Advisors, LLC05-13-2019
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Jennette Marie TarioMorgan StanleyAXA Advisors, LLC07-11-2018
Zachary Livingston MeikleMorgan StanleyAXA Advisors, LLC05-18-2018
Lindsey Anne CliffordMorgan StanleyAXA Advisors, LLC05-03-2018
Courtney E BurkeMorgan StanleyAXA Advisors, LLC04-30-2018
Richard C GubitosiMorgan StanleyAXA Advisors, LLC04-18-2018
Eustache ClerveauxMorgan StanleyAXA Advisors, LLC04-12-2018
Joseph Barrett FlanneryMorgan StanleyAXA Advisors, LLC03-16-2018
Elizabeth Louise CenterMorgan StanleyAXA Advisors, LLC02-15-2018
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Austen Michael CampbellMorgan StanleyAXA Advisors, LLC11-03-2017
Thomas John Van DykMorgan StanleyAXA Advisors, LLC10-30-2017
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.