Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Livingston MeikleMorgan StanleyAXA Advisors, LLC05-18-2018
William Windle Mccandless IIIMorgan StanleyAXA Advisors, LLC09-20-2010
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
William Ernest Dring IIIMorgan StanleyAXA Advisors, LLC06-22-2016
Vu Hoang ChauMorgan StanleyAXA Advisors, LLC09-10-2012
Tyler Clay WrightMorgan StanleyAXA Advisors, LLC12-20-2012
Truman D CooperMorgan StanleyAXA Advisors, LLC06-25-2019
Thomas Quinlan HodgsonMorgan StanleyAXA Advisors, LLC01-22-2020
Thomas John Van DykMorgan StanleyAXA Advisors, LLC10-30-2017
Suzanne C. DefeliceMorgan StanleyAXA Advisors, LLC01-09-2014
Steven R. BokronMorgan StanleyAXA Advisors, LLC05-06-2010
Stephen Charles ScottMorgan StanleyAXA Advisors, LLC05-14-2012
Ryan Todd WayneMorgan StanleyAXA Advisors, LLC08-03-2009
Ryan MuellerMorgan StanleyAXA Advisors, LLC01-20-2010
Robert K. WolffeMorgan StanleyAXA Advisors, LLC03-15-2010
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Rick BerryMorgan StanleyAXA Advisors, LLC01-16-2014
Richard Wayne PersingerMorgan StanleyAXA Advisors, LLC05-13-2013
Richard Tyler LemmonMorgan StanleyAXA Advisors, LLC01-15-2013
Richard C GubitosiMorgan StanleyAXA Advisors, LLC04-18-2018
Rhoundy J JonesMorgan StanleyAXA Advisors, LLC07-02-2019
Raniel IniguezMorgan StanleyAXA Advisors, LLC01-17-2012
Pei-Chin AndrewMorgan StanleyAXA Advisors, LLC09-19-2011
Paul M. MichlikMorgan StanleyAXA Advisors, LLC10-03-2017
Patrick K. TaylorMorgan StanleyAXA Advisors, LLC11-01-2013
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.