Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom L. NguyenMorgan StanleyCharles Schwab & Co., Inc.09-18-2019
Alexander Jerome BayerMorgan StanleyCharles Schwab & Co., Inc.09-06-2019
Emma Rose SmithMorgan StanleyCharles Schwab & Co., Inc.07-23-2019
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$5006-10-2019
Walter James Hails Jr.Morgan StanleyCharles Schwab & Co., Inc.05-14-2019
Juan R. RomanMorgan StanleyCharles Schwab & Co., Inc.04-08-2019
Christopher Robert ArmstrongMorgan StanleyCharles Schwab & Co., Inc.03-29-2019
Josiah Paul MartinMorgan StanleyCharles Schwab & Co., Inc.11-16-2018
Anthony Dean Lee Jr.Morgan StanleyCharles Schwab & Co., Inc.10-24-2018
Shelby H G NewellMorgan StanleyCharles Schwab & Co., Inc.10-19-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Lana Michelle BullMorgan StanleyCharles Schwab & Co., Inc.08-24-2018
Casey Alan MichelMorgan StanleyCharles Schwab & Co., Inc.07-30-2018
Kevin James ClementsMorgan StanleyCharles Schwab & Co., Inc.07-06-2018
Ronald Craig HudspethMorgan StanleyCharles Schwab & Co., Inc.06-24-2016
Gloria Jovanna CurlingMorgan StanleyCharles Schwab & Co., Inc.05-05-2016
Carly Jeanae MurphyMorgan StanleyCharles Schwab & Co., Inc.05-05-2016
James Francis KweiMorgan StanleyCharles Schwab & Co., Inc.$15002-05-2016
Stephen Thomas Hartman Jr.Morgan StanleyCharles Schwab & Co., Inc.10-28-2015
Justin R. BankMorgan StanleyCharles Schwab & Co., Inc.09-18-2015
Christopher John QuirozMorgan StanleyCharles Schwab & Co., Inc.06-26-2015
Bettina Jane BehalMorgan StanleyCharles Schwab & Co., Inc.05-14-2015
Elizabeth Irene WalzMorgan StanleyCharles Schwab & Co., Inc.09-03-2014
Jonathan Frederick UsitaloMorgan StanleyCharles Schwab & Co., Inc.05-12-2014
John Andersen-KirtlandMorgan StanleyCharles Schwab & Co., Inc.02-18-2014
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.