Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James EngelbergerMorgan StanleyCharles Schwab & Co., Inc.03-15-2010
Wai Kee ChanMorgan StanleyCharles Schwab & Co., Inc.$10005-31-2013
Todd Thomas ThrasherMorgan StanleyCharles Schwab & Co., Inc.10-14-2011
Scott Patrick McAlisterMorgan StanleyCharles Schwab & Co., Inc.01-04-2012
Rodney Lee McLeodMorgan StanleyCharles Schwab & Co., Inc.$15006-13-2011
Petr ChytkaMorgan StanleyCharles Schwab & Co., Inc.06-14-2010
Kevin James ClementsMorgan StanleyCharles Schwab & Co., Inc.07-06-2018
Josiah Paul MartinMorgan StanleyCharles Schwab & Co., Inc.11-16-2018
James Francis KweiMorgan StanleyCharles Schwab & Co., Inc.$15002-05-2016
Graham Kolbe RogneyMorgan StanleyCharles Schwab & Co., Inc.11-06-2009
David Franklin Edwards Jr.Morgan StanleyCharles Schwab & Co., Inc.$5006-10-2019
Darwin Ting ChingMorgan StanleyCharles Schwab & Co., Inc.$15006-15-2012
Colleen Mary LangsMorgan StanleyCharles Schwab & Co., Inc.01-05-2012
Christopher John QuirozMorgan StanleyCharles Schwab & Co., Inc.06-26-2015
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Charles Michael GrohsMorgan StanleyCharles Schwab & Co., Inc.01-15-2010
Benjamin H. WooMorgan StanleyCharles Schwab & Co., Inc.07-02-2010

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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