Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronny AclucheMorgan StanleyChase Investment Services Corp.10-04-2012
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.09-28-2012
Yasin B AbbakMorgan StanleyChase Investment Services Corp.08-31-2012
Sait Alex SaraciMorgan StanleyChase Investment Services Corp.$2507-02-2012
Christopher Taylor ShibleyMorgan StanleyChase Investment Services Corp.$1006-05-2012
Robin Simone SpencerMorgan StanleyChase Investment Services Corp.06-01-2012
Edward Heath GoodsonMorgan StanleyChase Investment Services Corp.05-11-2012
John Anderson Lumpkin Jr.Morgan StanleyChase Investment Services Corp.05-10-2012
Danny S HyonMorgan StanleyChase Investment Services Corp.03-19-2012
Timothy Christian OsgoodMorgan StanleyChase Investment Services Corp.$15001-13-2012
Vicky Lynn DeshazierMorgan StanleyChase Investment Services Corp.01-13-2012
Patrick Joseph DowneyMorgan StanleyChase Investment Services Corp.$2501-13-2012
David I BuninMorgan StanleyChase Investment Services Corp.$5001-13-2012
Joseph Matthew MarincikMorgan StanleyChase Investment Services Corp.12-22-2011
Michael T AljancicMorgan StanleyChase Investment Services Corp.12-02-2011
Peter William Swenty IIMorgan StanleyChase Investment Services Corp.12-02-2011
Hugh Washington Brown Jr.Morgan StanleyChase Investment Services Corp.$1012-01-2011
Manoj Pataudi MudgalMorgan StanleyChase Investment Services Corp.11-04-2011
Cynthia Marie HermosilloMorgan StanleyChase Investment Services Corp.10-17-2011
Kristie Lynn WaldorfMorgan StanleyChase Investment Services Corp.10-11-2011
Samuel Noah TenzerMorgan StanleyChase Investment Services Corp.10-10-2011
Jim Alan Jarvis IIMorgan StanleyChase Investment Services Corp.10-10-2011
Erik GonzalezMorgan StanleyChase Investment Services Corp.08-18-2011
Steven ChabraMorgan StanleyChase Investment Services Corp.06-27-2011
Jason Grady SandersMorgan StanleyChase Investment Services Corp.05-27-2011
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.