Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Robert WinstonMorgan StanleyCitigroup Global Markets Inc.$83306-01-2009
Evan Kenneth DangelMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Michael Lorne GagliardiMorgan StanleyCitigroup Global Markets Inc.$75006-01-2009
Daniel Mark SchwartzMorgan StanleyCitigroup Global Markets Inc.$70506-01-2009
Richard Phillips Hale IIIMorgan StanleyCitigroup Global Markets Inc.$70406-01-2009
Michael Joseph MerlinMorgan StanleyCitigroup Global Markets Inc.$70006-01-2009
Raju Madhukar PathakMorgan StanleyCitigroup Global Markets Inc.$65006-01-2009
Michael Andrew BoysonMorgan StanleyCitigroup Global Markets Inc.$55006-01-2009
Aaron EdelmanMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Seth Andrew CorenMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Jerry William RohenMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Norman Michael PolderdykMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Russell Evan CooperMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Edward John BoulbolMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Elizabeth Ann BowenMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Leslie Steele AshMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Thomas Sumner BalchMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Paul William BrownMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Jonathan H YoungMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Ruven Randall RodriguezMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Paul Stuart MandelMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Kenneth Scott DankerMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Thomas Hayden FoardMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Brian Christopher CoffinMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Robin S GraceMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Next Page »

Showing 1 to 25 of 4,240 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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