Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Zerring GoldbergMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yukshan Sandy Poon-WingMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yuji FujiiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yong Kun LiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yeena Ines LiuMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Yash Vijay DalalMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ximena ShannonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Wright Brown WaddellMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Woodford James Mooers Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Wilson Benjamin Fields Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William Ware GouldinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William W. ShawMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Timothy AllredMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Thomas McCormackMorgan StanleyCitigroup Global Markets Inc.04-15-2011
William Thomas BascomMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Taylor MitchellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Stone DeloachMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Shipley PersonsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Scott SaperstonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Salvatore Panaro Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William Ryan WintersteinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Ryan FordMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
William Roger TabsheyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Roger BrookingMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Robert Waldeisen IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 4,240 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.