Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Neal SilvermanMorgan StanleyLPL Financial LLC07-25-2012
Alan Burke DicksonMorgan StanleyLPL Financial LLC09-16-2011
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC12-12-2016
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Ann Elizabeth KriegerMorgan StanleyLPL Financial LLC$2507-20-2009
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Christine Marie AltenbergerMorgan StanleyLPL Financial LLC01-22-2015
Darren J. AgenaMorgan StanleyLPL Financial LLC09-29-2016
Douglas W. DoranMorgan StanleyLPL Financial LLC11-13-2013
Emily Marie TakamatsuMorgan StanleyLPL Financial LLC06-24-2015
Heather Rainbow FavermanMorgan StanleyLPL Financial LLC12-20-2010
Jacqueline Gallagher ListerMorgan StanleyLPL Financial LLC07-19-2013
James Allen CzerniakMorgan StanleyLPL Financial LLC11-06-2017
Janice Ann NewberryMorgan StanleyLPL Financial LLC$2506-19-2017
Jason Michael WallyMorgan StanleyLPL Financial LLC03-14-2011
Jeanne Marie HowellMorgan StanleyLPL Financial LLC01-05-2016
Joan Marie LeroseMorgan StanleyLPL Financial LLC$2510-01-2010
John Thomas Mahoney Jr.Morgan StanleyLPL Financial LLC06-25-2013
Julianne M. JolyMorgan StanleyLPL Financial LLC03-06-2017
Kenneth Warren RobertsMorgan StanleyLPL Financial LLC$5001-19-2012
Mark Richard RalstonMorgan StanleyLPL Financial LLC$10007-27-2012
Mark S. CohenMorgan StanleyLPL Financial LLC06-28-2010
Mark Todd JacobsMorgan StanleyLPL Financial LLC$5009-08-2011
Micah J. LillichMorgan StanleyLPL Financial LLC06-15-2017
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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