Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC12-14-2018
Richard Alan Desimone Jr.Morgan StanleyMML Investors Services, LLC$10004-30-2018
John Franklin Thomas IIMorgan StanleyMML Investors Services, LLC04-27-2018
Mary SwanMorgan StanleyMML Investors Services, LLC10-19-2017
Joshua Ryan MoormanMorgan StanleyMML Investors Services, LLC06-30-2017
Benedicto P. CrisologoMorgan StanleyMML Investors Services, LLC02-23-2017
Chengjing ZhangMorgan StanleyMML Investors Services, LLC02-15-2017
Deborah Jean RenshawMorgan StanleyMML Investors Services, LLC11-14-2016
Brian Richard McHughMorgan StanleyMML Investors Services, LLC03-30-2016
Steven Alan AlminasMorgan StanleyMML Investors Services, LLC08-25-2015
Hiral Patel HudsonMorgan StanleyMML Investors Services, LLC01-02-2015
Wei ChenMorgan StanleyMML Investors Services, LLC06-11-2014
Liam SmithMorgan StanleyMML Investors Services, LLC01-28-2014
Judith Ann ReedMorgan StanleyMML Investors Services, LLC12-04-2013
David James JorgensenMorgan StanleyMML Investors Services, LLC05-14-2012
Kyle Morgan BackusMorgan StanleyMML Investors Services, LLC10-19-2011
Elena Maria KochmanMorgan StanleyMML Investors Services, LLC08-31-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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