Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William John DeMartinoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2020
Charles John BradyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2020
Rachel A. FitzpatrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-16-2020
Nicole M. HainesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Victor M. OliveraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
Timothy M. ProtoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2020
David Edward BellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-06-2020
Jonathan ChuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,00003-06-2020
Joseph M BoscoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Gina Marie Barcello-ReedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Kenny Won ChangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2020
Patrick Arthur HugeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Greg T BentleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-28-2020
Michael Anthony D'OnofrioMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Kyle M DileoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Alan D PaulsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2020
Ngufor Chiawah HilariMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2020
Kathy Mary MittonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Alayna Ahmad-BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Catherine Watts MittonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-24-2020
James Michael WattsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
Joseph Bishar NakashianMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2020
Mark Kevin MantoothMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Raymond Bentley RutlandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Alice Bernice ChowMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
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Showing 1 to 25 of 1,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.