Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hyrije MahmutiMorgan StanleyMorgan Stanley03-19-2020
Elaine Thompson PerezMorgan StanleyMorgan Stanley03-10-2020
Sharon Reynolds StepenoskyMorgan StanleyMorgan Stanley01-24-2020
Deborah Ann RathbunMorgan StanleyMorgan Stanley12-26-2019
Timothy Gerard JenningsMorgan StanleyMorgan Stanley08-26-2019
Patrick Jon KerriganMorgan StanleyMorgan Stanley07-10-2019
Jody Beth ValentinoMorgan StanleyMorgan Stanley06-20-2019
Gina Marie LahrMorgan StanleyMorgan Stanley06-17-2019
James Albert WilliamsonMorgan StanleyMorgan Stanley$3806-07-2019
Kraig Livingston CarlsonMorgan StanleyMorgan Stanley05-01-2019
Jane H RosengardMorgan StanleyMorgan Stanley11-29-2018
Samantha Lee BeckerMorgan StanleyMorgan Stanley10-11-2018
Sean Michael KellyMorgan StanleyMorgan Stanley09-21-2018
Hamilton R SorianoMorgan StanleyMorgan Stanley08-10-2018
Kathryn Sara NeckowitzMorgan StanleyMorgan Stanley07-02-2018
Adrienne M. OsorioMorgan StanleyMorgan Stanley06-20-2018
Candace Linda DelallaMorgan StanleyMorgan Stanley06-01-2018
Deane M HallMorgan StanleyMorgan Stanley05-22-2018
Jean-David ConsoleMorgan StanleyMorgan Stanley05-08-2018
Roxanna Martinez OrabonaMorgan StanleyMorgan Stanley03-23-2018
Lisa M. KlimenkoMorgan StanleyMorgan Stanley03-14-2018
Matthew Joseph EdwardsMorgan StanleyMorgan Stanley03-13-2018
Michael Charles CannonMorgan StanleyMorgan Stanley02-09-2018
Spencer James PenaMorgan StanleyMorgan Stanley12-07-2017
Steven Eugene FergusonMorgan StanleyMorgan Stanley10-09-2017
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Showing 1 to 25 of 140 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.