Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Allan Olsen IIMorgan StanleyNYLIFE Securities LLC08-22-2019
Andrew M LachenmayrMorgan StanleyNYLIFE Securities LLC07-11-2019
Kevin S. MachineMorgan StanleyNYLIFE Securities LLC12-14-2018
Michele C. OssoMorgan StanleyNYLIFE Securities LLC04-03-2018
Tory J RaetherMorgan StanleyNYLIFE Securities LLC03-23-2018
Kylie Breanne SilvaMorgan StanleyNYLIFE Securities LLC11-29-2017
Timothy Ernst PopkoMorgan StanleyNYLIFE Securities LLC03-21-2017
Frank ChiovaroMorgan StanleyNYLIFE Securities LLC10-26-2016
John Charles Baer IIIMorgan StanleyNYLIFE Securities LLC$2506-22-2016
Lawrence JustMorgan StanleyNYLIFE Securities LLC06-09-2016
Trey Richard CookMorgan StanleyNYLIFE Securities LLC05-27-2016
Leroy Leon Morley Jr.Morgan StanleyNYLIFE Securities LLC04-12-2016
Bradley GoldMorgan StanleyNYLIFE Securities LLC04-11-2016
Maxwell Marc ZwainMorgan StanleyNYLIFE Securities LLC12-21-2015
Michael David AppleMorgan StanleyNYLIFE Securities LLC12-16-2015
Matthew Dennis BaumannMorgan StanleyNYLIFE Securities LLC12-07-2015
Garrett Michael VanhalMorgan StanleyNYLIFE Securities LLC11-03-2015
Kristopher Coleman WattsMorgan StanleyNYLIFE Securities LLC09-14-2015
Michael Patrick ConnaughtonMorgan StanleyNYLIFE Securities LLC06-22-2015
Conner McGeeMorgan StanleyNYLIFE Securities LLC06-03-2015
Talijah Leona CharlesMorgan StanleyNYLIFE Securities LLC02-18-2015
Crystal Marie KnowltonMorgan StanleyNYLIFE Securities LLC01-05-2015
Anna Kim StroutMorgan StanleyNYLIFE Securities LLC06-27-2014
Victor David MontasMorgan StanleyNYLIFE Securities LLC03-06-2014
Di M Mike WangMorgan StanleyNYLIFE Securities LLC01-16-2014
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.