Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Atkinson LobbMorgan StanleyOppenheimer & Co. Inc.$5006-27-2014
Susan Smith HoltMorgan StanleyOppenheimer & Co. Inc.03-15-2010
Stuart Simmons LovejoyMorgan StanleyOppenheimer & Co. Inc.$10004-22-2014
Stephanie L. FarellaMorgan StanleyOppenheimer & Co. Inc.10-09-2017
Robert Alan ReubenMorgan StanleyOppenheimer & Co. Inc.01-06-2012
Richard Frank Montaldo Jr.Morgan StanleyOppenheimer & Co. Inc.$1504-21-2017
Oui Seesawat CoulsonMorgan StanleyOppenheimer & Co. Inc.02-20-2015
Neil SternMorgan StanleyOppenheimer & Co. Inc.05-19-2014
Neal Barry Karelitz, Jonathan Brett KarelitzMorgan StanleyOppenheimer & Co. Inc.$2509-26-2014
Michael Thomas BoettcherMorgan StanleyOppenheimer & Co. Inc.$5001-13-2012
Michael David GoodmanMorgan StanleyOppenheimer & Co. Inc.$15009-30-2011
Marisa PollardMorgan StanleyOppenheimer & Co. Inc.$15005-25-2017
Marc Robert TishlerMorgan StanleyOppenheimer & Co. Inc.$10011-14-2014
Lawrence Scott MillerMorgan StanleyOppenheimer & Co. Inc.$15003-16-2010
Lawrence Jay KalishMorgan StanleyOppenheimer & Co. Inc.$10006-15-2012
Jurgen Peter Alexander Van De LeurMorgan StanleyOppenheimer & Co. Inc.$2507-01-2014
John Paul TaddonioMorgan StanleyOppenheimer & Co. Inc.$5005-28-2010
John Martin RiedlMorgan StanleyOppenheimer & Co. Inc.10-18-2013
Jerome Frank Niles, Kyle Michael WoolMorgan StanleyOppenheimer & Co. Inc.$10005-06-2013
James M. Shea Jr.Morgan StanleyOppenheimer & Co. Inc.$5006-01-2017
Gretchen Thies WallaceMorgan StanleyOppenheimer & Co. Inc.05-25-2017
Gregory Vincent MatthewsMorgan StanleyOppenheimer & Co. Inc.05-16-2016
Gregg Michael GelberMorgan StanleyOppenheimer & Co. Inc.$2507-01-2013
George Deveras YaoMorgan StanleyOppenheimer & Co. Inc.10-19-2010
Fredrik Magnus Virgin, Michael HerzbergMorgan StanleyOppenheimer & Co. Inc.$5001-31-2013
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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