Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Cott Donald NejedlyMorgan StanleyRBC Capital Markets, LLC$25001-03-2014
Joseph Neuhaus Karen JankowskiMorgan StanleyRBC Capital Markets, LLC$28411-22-2011
Mark DonohueMorgan StanleyRBC Capital Markets, LLC$70011-15-2011
The Gift Hamilton TeamMorgan StanleyRBC Capital Markets, LLC$25910-04-2011
Jonathan LakeMorgan StanleyRBC Capital Markets, LLC09-13-2011
Ellen Mary FicacciMorgan StanleyRBC Capital Markets, LLC09-11-2020
Ira Howard MarkMorgan StanleyRBC Capital Markets, LLC$1,40009-11-2020
Michael J BergerMorgan StanleyRBC Capital Markets, LLC09-11-2020
Jonathan Ross FladellMorgan StanleyRBC Capital Markets, LLC09-11-2020
Susan Lynn HaasMorgan StanleyRBC Capital Markets, LLC05-11-2020
Nathan MuellerMorgan StanleyRBC Capital Markets, LLC10-05-2018
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
David Richard DionMorgan StanleyRBC Capital Markets, LLC08-10-2018
Marlena Michelle BellMorgan StanleyRBC Capital Markets, LLC08-10-2018
Kyle Warren TownsendMorgan StanleyRBC Capital Markets, LLC07-20-2018
Peter Joseph McElroyMorgan StanleyRBC Capital Markets, LLC08-31-2017
Ryan James BirgeMorgan StanleyRBC Capital Markets, LLC08-31-2017
ABBY WOLMAN Wolman MCELROYMorgan StanleyRBC Capital Markets, LLC08-30-2017
Regis Francis LarkinMorgan StanleyRBC Capital Markets, LLC07-21-2017
Rita Jane MacquarrieMorgan StanleyRBC Capital Markets, LLC05-22-2017
Adam Mitchell AndersonMorgan StanleyRBC Capital Markets, LLC05-22-2017
Thomas Justin CarusoMorgan StanleyRBC Capital Markets, LLC01-27-2017
Susan Lynne YedlickaMorgan StanleyRBC Capital Markets, LLC12-14-2016
Lauren Michelle BoulwareMorgan StanleyRBC Capital Markets, LLC$10012-14-2016
Robert Karl EmpleMorgan StanleyRBC Capital Markets, LLC$5008-18-2016
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.