Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2020)
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Michael Cott Donald Nejedly | Morgan Stanley | RBC Capital Markets, LLC | $250 | 01-03-2014 |
| Joseph Neuhaus Karen Jankowski | Morgan Stanley | RBC Capital Markets, LLC | $284 | 11-22-2011 |
| Mark Donohue | Morgan Stanley | RBC Capital Markets, LLC | $700 | 11-15-2011 |
| The Gift Hamilton Team | Morgan Stanley | RBC Capital Markets, LLC | $259 | 10-04-2011 |
| Jonathan Lake | Morgan Stanley | RBC Capital Markets, LLC | — | 09-13-2011 |
| Ellen Mary Ficacci | Morgan Stanley | RBC Capital Markets, LLC | — | 09-11-2020 |
| Ira Howard Mark | Morgan Stanley | RBC Capital Markets, LLC | $1,400 | 09-11-2020 |
| Michael J Berger | Morgan Stanley | RBC Capital Markets, LLC | — | 09-11-2020 |
| Jonathan Ross Fladell | Morgan Stanley | RBC Capital Markets, LLC | — | 09-11-2020 |
| Susan Lynn Haas | Morgan Stanley | RBC Capital Markets, LLC | — | 05-11-2020 |
| Nathan Mueller | Morgan Stanley | RBC Capital Markets, LLC | — | 10-05-2018 |
| Bret Woodward Bohoskey | Morgan Stanley | RBC Capital Markets, LLC | $100 | 08-10-2018 |
| David Richard Dion | Morgan Stanley | RBC Capital Markets, LLC | — | 08-10-2018 |
| Marlena Michelle Bell | Morgan Stanley | RBC Capital Markets, LLC | — | 08-10-2018 |
| Kyle Warren Townsend | Morgan Stanley | RBC Capital Markets, LLC | — | 07-20-2018 |
| Peter Joseph McElroy | Morgan Stanley | RBC Capital Markets, LLC | — | 08-31-2017 |
| Ryan James Birge | Morgan Stanley | RBC Capital Markets, LLC | — | 08-31-2017 |
| ABBY WOLMAN Wolman MCELROY | Morgan Stanley | RBC Capital Markets, LLC | — | 08-30-2017 |
| Regis Francis Larkin | Morgan Stanley | RBC Capital Markets, LLC | — | 07-21-2017 |
| Rita Jane Macquarrie | Morgan Stanley | RBC Capital Markets, LLC | — | 05-22-2017 |
| Adam Mitchell Anderson | Morgan Stanley | RBC Capital Markets, LLC | — | 05-22-2017 |
| Thomas Justin Caruso | Morgan Stanley | RBC Capital Markets, LLC | — | 01-27-2017 |
| Susan Lynne Yedlicka | Morgan Stanley | RBC Capital Markets, LLC | — | 12-14-2016 |
| Lauren Michelle Boulware | Morgan Stanley | RBC Capital Markets, LLC | $100 | 12-14-2016 |
| Robert Karl Emple | Morgan Stanley | RBC Capital Markets, LLC | $50 | 08-18-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
