Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Bret Woodward Bohoskey | Morgan Stanley | RBC Capital Markets, LLC | $100 | 08-10-2018 |
| Kyle Warren Townsend | Morgan Stanley | RBC Capital Markets, LLC | — | 07-20-2018 |
| Ryan James Birge | Morgan Stanley | RBC Capital Markets, LLC | — | 08-31-2017 |
| Abby Wolman McElroy | Morgan Stanley | RBC Capital Markets, LLC | $100 | 08-30-2017 |
| Regis Francis Larkin | Morgan Stanley | RBC Capital Markets, LLC | $50 | 07-21-2017 |
| Susan Marie Sykes | Morgan Stanley | RBC Capital Markets, LLC | $50 | 03-10-2017 |
| Thomas Justin Caruso | Morgan Stanley | RBC Capital Markets, LLC | $100 | 01-27-2017 |
| Lauren Michelle Boulware | Morgan Stanley | RBC Capital Markets, LLC | $100 | 12-14-2016 |
| Susan Lynne Yedlicka | Morgan Stanley | RBC Capital Markets, LLC | — | 12-14-2016 |
| Robert Karl Emple | Morgan Stanley | RBC Capital Markets, LLC | $50 | 08-18-2016 |
| Evan Scott Malik | Morgan Stanley | RBC Capital Markets, LLC | $150 | 07-28-2016 |
| Mark Douglas Panfil, Aldo Lozano | Morgan Stanley | RBC Capital Markets, LLC | $150 | 03-22-2016 |
| Alan Ahmet Atamer | Morgan Stanley | RBC Capital Markets, LLC | — | 03-04-2016 |
| Mary Ann Salsberry | Morgan Stanley | RBC Capital Markets, LLC | $25 | 11-06-2015 |
| Mohammad Masud Akbar | Morgan Stanley | RBC Capital Markets, LLC | $50 | 05-12-2015 |
| Ruben Dario Lesmes | Morgan Stanley | RBC Capital Markets, LLC | — | 05-01-2015 |
| Matias Valdes | Morgan Stanley | RBC Capital Markets, LLC | — | 04-30-2015 |
| Albert Louis Fierro Jr. | Morgan Stanley | RBC Capital Markets, LLC | $150 | 04-07-2015 |
| Estrella Elbaz | Morgan Stanley | RBC Capital Markets, LLC | — | 03-27-2015 |
| Claudio Costa Martins Simoes | Morgan Stanley | RBC Capital Markets, LLC | — | 01-30-2015 |
| Rodrigo Novo De Oliveira | Morgan Stanley | RBC Capital Markets, LLC | — | 01-30-2015 |
| Jose Edery | Morgan Stanley | RBC Capital Markets, LLC | — | 01-23-2015 |
| Eduardo Isaac Brender | Morgan Stanley | RBC Capital Markets, LLC | — | 01-21-2015 |
| Lori Ann Monaco | Morgan Stanley | RBC Capital Markets, LLC | $100 | 01-15-2015 |
| Jorge Fabian Wabnik | Morgan Stanley | RBC Capital Markets, LLC | — | 01-15-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
