Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandra KochMorgan StanleyRaymond James$9801-20-2017
Amy SachsMorgan StanleyRaymond James$9102-17-2016
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourMorgan StanleyRaymond James$27002-21-2017
Barry Salzman, Joshua Mauer, Michael Robert HoffMorgan StanleyRaymond James$17510-20-2017
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroMorgan StanleyRaymond James$40006-26-2012
Bob SolanoMorgan StanleyRaymond James$10006-29-2017
Charles Massimi, Bradley Silverman, Daniel BrunoMorgan StanleyRaymond James$15410-11-2013
Charles Seller, Michael SalvatoreMorgan StanleyRaymond James$33012-08-2017
Cheryl PeschkeMorgan StanleyRaymond James$9210-03-2011
Chris ReaneyMorgan StanleyRaymond James$11012-06-2013
Chris Rogers, Steve Guthrie, Dana Ricker, David MitchellMorgan StanleyRaymond James$50006-20-2013
Christopher NolanMorgan StanleyRaymond James$13012-08-2017
Craig A. Houck, Richard L. Schooley, Jr., Alyssa DonaldsonMorgan StanleyRaymond James$30008-01-2014
Cynthia Woodsmall JonesMorgan StanleyRaymond James$43505-15-2013
Daniel A. Roland, Jason B. Miyashita, Amber Leon Guerrero, Maree C. Pelkey, Tiffany C. WalshMorgan StanleyRaymond James$1,00011-10-2015
David Huffman, Aimee BoggsMorgan StanleyRaymond James$18011-14-2013
Debra Dragich, Toni OndekMorgan StanleyRaymond James$21204-09-2015
Debra Riedel, Josh J. Miles, Michele CisarioMorgan StanleyRaymond James$32509-19-2016
Denis M. O'BrienMorgan StanleyRaymond James$5510-25-2013
Dieter RamaekersMorgan StanleyRaymond James$13209-14-2016
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberMorgan StanleyRaymond James$2,40005-29-2015
Donna Bobbs, Jason DuganMorgan StanleyRaymond James$15511-09-2011
Douglas W. Richards, Sheldon Ray Jr.Morgan StanleyRaymond James$15002-13-2015
Edward F. TillsMorgan StanleyRaymond James$10804-11-2013
Eric BeileyMorgan StanleyRaymond James$57003-04-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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