Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.$10006-01-2009
Lynette A LisiewskiMorgan StanleyUBS Financial Services Inc.06-04-2009
William Stig ArataMorgan StanleyUBS Financial Services Inc.$15006-11-2009
Robin Adair CoombsMorgan StanleyUBS Financial Services Inc.$15006-11-2009
Aram Alexander KhavariMorgan StanleyUBS Financial Services Inc.$15006-11-2009
Daniel Adrian RozarioMorgan StanleyUBS Financial Services Inc.$25006-11-2009
Richard Alan Von LoeweMorgan StanleyUBS Financial Services Inc.$15006-12-2009
Gerald Curtis SimmonsMorgan StanleyUBS Financial Services Inc.$50006-19-2009
Sunil Dharamraj BhavnaniMorgan StanleyUBS Financial Services Inc.$10006-25-2009
Dominick Stephen LovecchioMorgan StanleyUBS Financial Services Inc.$50006-25-2009
Jeffrey Patrick WolfeMorgan StanleyUBS Financial Services Inc.$10007-06-2009
Melinda Darlene SungMorgan StanleyUBS Financial Services Inc.07-08-2009
Perry Higginson Bacon Jr.Morgan StanleyUBS Financial Services Inc.07-14-2009
Jacqueline Maria JacobsenMorgan StanleyUBS Financial Services Inc.$50007-31-2009
Bryan Cross GouldMorgan StanleyUBS Financial Services Inc.07-31-2009
Edward Howard Perkins IIIMorgan StanleyUBS Financial Services Inc.$15008-07-2009
Marilyn Elaine KeyserMorgan StanleyUBS Financial Services Inc.$50008-07-2009
Prather Randolph HillMorgan StanleyUBS Financial Services Inc.08-07-2009
Robert F HillMorgan StanleyUBS Financial Services Inc.$15008-13-2009
Chad Benton MacallisterMorgan StanleyUBS Financial Services Inc.$15008-13-2009
John Charles Eagan Jr.Morgan StanleyUBS Financial Services Inc.$20008-13-2009
Brian Joseph BelloMorgan StanleyUBS Financial Services Inc.$25008-21-2009
Charles Frederick ThreshieMorgan StanleyUBS Financial Services Inc.$50008-21-2009
Tracy L. KnoppMorgan StanleyUBS Financial Services Inc.$25008-26-2009
Michael Edward AllawayMorgan StanleyUBS Financial Services Inc.$50008-28-2009
Next Page »

Showing 1 to 25 of 942 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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