Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Seabrook, Kathleen ChiapponeMorgan StanleyWells Fargo Advisors$18004-05-2013
William Schick, Paul DerrickMorgan StanleyWells Fargo Advisors06-04-2009
Tracy A. ChanMorgan StanleyWells Fargo Advisors$5009-12-2014
Thomas CagganelloMorgan StanleyWells Fargo Advisors$14501-08-2015
Theresa E. ChacopulosMorgan StanleyWells Fargo Advisors$30210-04-2013
Shao TeMorgan StanleyWells Fargo Advisors$10509-07-2011
Ricardo KentMorgan StanleyWells Fargo Advisors$10005-24-2013
Paul BagnatoMorgan StanleyWells Fargo Advisors$16505-03-2013
Michael Parziale, Daniel MorilakMorgan StanleyWells Fargo Advisors$17508-25-2011
Michael KiddMorgan StanleyWells Fargo Advisors$30501-10-2011
Matthew J. McDowellMorgan StanleyWells Fargo Advisors$5303-06-2015
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanMorgan StanleyWells Fargo Advisors$13502-14-2012
Linda GoodsonMorgan StanleyWells Fargo Advisors$11007-03-2014
Leon Ciobataru, Luiz BoruchowskiMorgan StanleyWells Fargo Advisors$21010-29-2012
Lawrence Durso, Kris FrazierMorgan StanleyWells Fargo Advisors$28009-26-2011
Judy Keng, Sue TengMorgan StanleyWells Fargo Advisors$16209-07-2011
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyMorgan StanleyWells Fargo Advisors05-02-2012
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan StanleyWells Fargo Advisors$26402-28-2014
Jack Wong, Darryl NgMorgan StanleyWells Fargo Advisors$28909-07-2011
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoMorgan StanleyWells Fargo Advisors$12309-27-2013
David H. RascoeMorgan StanleyWells Fargo Advisors$8002-15-2013
David Gordon, Kirsten GordonMorgan StanleyWells Fargo Advisors$30003-28-2013
Clovis Martin, Edward Jordan, Antonio AlmarazMorgan StanleyWells Fargo Advisors$20001-11-2012
Christopher ApgarMorgan StanleyWells Fargo Advisors$31804-21-2017
Brad RudeMorgan StanleyWells Fargo Advisors$12902-23-2012
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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