Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Solomon Davis IIIMorgan StanleyAllstate Financial Services, LLC12-23-2015
Robert D. WarrenMorgan StanleyAmeriprise Financial Services, LLC06-18-2012
Brenton Kyle DaughdrillMorgan StanleyBBVA Compass Investment Solutions, Inc.11-19-2012
Jason Brooks HeadMorgan StanleyBBVA Securities Inc.08-23-2019
Coleman F. RichardsMorgan StanleyBBVA Securities Inc.$15008-23-2019
Richard W. MannMorgan StanleyBBVA Securities Inc.03-13-2018
Andrew Michael McCayMorgan StanleyBBVA Securities Inc.07-22-2016
Thomas Heflin Kennedy Jr.Morgan StanleyBBVA Securities Inc.$15010-27-2014
John Allen ChristianMorgan StanleyBBVA Securities Inc.10-27-2014
William Allen PowellMorgan StanleyBBVA Securities Inc.10-27-2014
Henry TorresMorgan StanleyBBVA Securities Inc.10-27-2014
Richard Ryan CravenMorgan StanleyBBVA Securities Inc.11-06-2013
William Joseph CummingsMorgan StanleyBBVA Wealth Solutions Inc.08-23-2019
Barbara Buzan BeckMorgan StanleyBBVA Wealth Solutions Inc.$15008-23-2019
Rodney William BowermanMorgan StanleyBBVA Wealth Solutions Inc.08-15-2012
Micah Todd LowryMorgan StanleyBBVA Wealth Solutions Inc.07-20-2012
Eric Galvin JohnsonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Shelley Lynne ByrdMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jonathan C. BiererMorgan StanleyEdward Jones04-11-2016
Shelli Elizabeth WaggonerMorgan StanleyInvestment Centers of America, Inc.05-01-2017
Stephen Howard RiddleMorgan StanleyInvestment Professionals, Inc.02-27-2014
John Joseph Donnelly Jr.Morgan StanleyJ.P. Morgan Securities LLC10-13-2010
Benjamin N. CoghlanMorgan StanleyJohn Hancock Distributors LLC01-20-2017
Margaret Barnes AaronMorgan StanleyKeel Point Capital, LLC07-30-2019
Michael Frank Barnett Jr.Morgan StanleyKestra Investment Services, LLC08-10-2017
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.