Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William E. Pearson Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Michel Denis Jr.Morgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Patrick Edward MorganMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
William H. CaineMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Louis Holt CloudMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Joe Neil CurtisMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Gregory Brian BurchellMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Dane William BlockMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Oliver Anthony OrtonMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Stuart Thomas PattonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Roland Wallace KillcreasMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Corbett Scott Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William Tillman JefferyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Edward DunlapMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Paul Don WinnMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Walton BridgesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Lawrence OakleyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Wilson BaileyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Grant ThomsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Webb Self RadcliffMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven Charles SetterstromMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Harrison JonesMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
W Hutchings RadcliffMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lane Patrick WilsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
G Scott Scott NewsomMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 76 to 100 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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