Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Myer Alexander RicklessMorgan StanleyA.G.P / Alliance Global Partners$50011-15-2018
Gregory Michael SidelMorgan StanleyAllstate Financial Services, LLC04-24-2017
John Joseph FoltzMorgan StanleyB. C. Ziegler and Company$2502-17-2010
Troy Reese CorbridgeMorgan StanleyBMO Harris Financial Advisors, Inc.04-15-2011
Kevin Arthur KrestanMorgan StanleyBMO Harris Financial Advisors, Inc.$10011-13-2009
Ryan Davis FrebergMorgan StanleyBTIG, LLC12-01-2012
Tom L. NguyenMorgan StanleyCharles Schwab & Co., Inc.09-18-2019
Juan R. RomanMorgan StanleyCharles Schwab & Co., Inc.04-08-2019
Josiah Paul MartinMorgan StanleyCharles Schwab & Co., Inc.11-16-2018
Casey Alan MichelMorgan StanleyCharles Schwab & Co., Inc.07-30-2018
Larry Richard HydeMorgan StanleyCharles Schwab & Co., Inc.06-29-2010
Petr ChytkaMorgan StanleyCharles Schwab & Co., Inc.06-14-2010
Katherine Esser MercerMorgan StanleyComerica Securities10-25-2010
Sean Christopher SchoeffMorgan StanleyCountry Capital Management Company06-20-2012
Lance Paul EatonMorgan StanleyCsfbdirect, Inc.$1007-06-2017
Nicholas Anthony CiprianoMorgan StanleyE*TRADE Capital Management, LLC06-27-2014
Heather Page PospisilMorgan StanleyE*TRADE Securities LLC08-02-2018
Tyler Campbell ClarkMorgan StanleyEdward Jones10-08-2018
Jennifer Lee HarrisMorgan StanleyEdward Jones10-05-2018
Aishwarya Rajeev AdyanthayaMorgan StanleyEdward Jones06-10-2016
Geoffrey Thomas OlohanMorgan StanleyEdward Jones$1009-09-2013
Alan John SandlerMorgan StanleyEdward Jones08-20-2013
Eric WittMorgan StanleyEdward Jones01-13-2011
James Richard Lowe IIMorgan StanleyEdward Jones11-11-2010
Crystal Lorrain BarcelloMorgan StanleyEdward Jones03-01-2010
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.