Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| William Joseph Crowe | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| William John Deichmann | Morgan Stanley | J.P. Morgan Securities LLC | — | 10-30-2009 |
| William James Favia | Morgan Stanley | Morgan Stanley & Co. Incorporated | — | 06-01-2009 |
| Wayne Francis Griffith | Morgan Stanley | Citigroup Global Markets Inc. | $100 | 06-01-2009 |
| Vikram Krishnaswamy | Morgan Stanley | Morgan Stanley & Co. LLC | — | 06-01-2009 |
| Tyson Walter Kelley | Morgan Stanley | Citigroup Global Markets Inc. | $25 | 06-01-2009 |
| Tyron Kristopher Sell | Morgan Stanley | Morgan Stanley & Co. Incorporated | — | 06-01-2009 |
| Tyler Campbell Clark | Morgan Stanley | Edward Jones | — | 10-08-2018 |
| Troy Reese Corbridge | Morgan Stanley | BMO Harris Financial Advisors, Inc. | — | 04-15-2011 |
| Timothy John Anthony | Morgan Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-04-2019 |
| Timothy B Metcalf | Morgan Stanley | J.P. Morgan Securities LLC | — | 05-05-2017 |
| Thomas Shaw Levin | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Thomas M. Wojcik | Morgan Stanley | J.P. Morgan Securities LLC | — | 08-05-2011 |
| Thomas G Blanchard | Morgan Stanley | Morgan Stanley & Co. LLC | — | 06-01-2009 |
| Theresa Elena Chacopulos, Lindsey Michelle Martin | Morgan Stanley | Wells Fargo Clearing Services, LLC | $100 | 10-04-2013 |
| Theresa E. Chacopulos | Morgan Stanley | Wells Fargo Advisors | $302 | 10-04-2013 |
| Theodore John Crowley II | Morgan Stanley | Morgan Stanley & Co. LLC | — | 06-01-2009 |
| Thaxton Thrasher Peterson | Morgan Stanley | UBS Financial Services Inc. | — | 02-01-2013 |
| Terese Anne Loscalzo | Morgan Stanley | Morgan Stanley & Co. LLC | — | 06-01-2009 |
| Terence Ryan Turner | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Tammy Lynn Escobar-Miller | Morgan Stanley | Morgan Stanley & Co. LLC | — | 06-01-2009 |
| Susanna A Hadden | Morgan Stanley | Morgan Stanley & Co. LLC | — | 06-01-2009 |
| Susan Ann Cook | Morgan Stanley | Morgan Stanley & Co. Incorporated | $150 | 06-01-2009 |
| Steven Warren Cooke | Morgan Stanley | Citigroup Global Markets Inc. | — | 06-01-2009 |
| Steven Mark Ravnitzky | Morgan Stanley | Morgan Stanley & Co. LLC | — | 06-01-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
