Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
Richard Alan CatiponMorgan StanleyAdvanced Equities, Inc.11-12-2012
Nathan J HurtyMorgan StanleyAdvanced Equities, Inc.10-17-2011
Seth J SpivackMorgan StanleyAegis Capital Corp.11-12-2015
Suni Klare ConwayMorgan StanleyAIG Capital Services, Inc.10-24-2017
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
William Henry Atha IIMorgan StanleyAllianceBernstein L.P.03-30-2012
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, LLC06-12-2019
Maria T ReidMorgan StanleyAmeriprise Financial Services, LLC12-18-2018
Robert Scott PiersonMorgan StanleyAmeriprise Financial Services, LLC05-21-2018
Timothy CariolanoMorgan StanleyAmeriprise Financial Services, LLC03-28-2018
Jacqueline KwongMorgan StanleyAmeriprise Financial Services, LLC$2,00009-01-2017
Jonathan YoungMorgan StanleyAmeriprise Financial Services, LLC09-01-2017
Walter Josef TuerMorgan StanleyAmeriprise Financial Services, LLC$608-04-2017
Bruce Mathew GallowayMorgan StanleyAmeriprise Financial Services, LLC$3608-04-2017
Michael Anthony PersaudMorgan StanleyAmeriprise Financial Services, LLC07-16-2015
Irwin Gordon PersaudMorgan StanleyAmeriprise Financial Services, LLC07-16-2015
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, LLC09-18-2013
John Holland RinggenbergMorgan StanleyAmeriprise Financial Services, LLC06-18-2012
Richard Michael KapchukMorgan StanleyAmeriprise Financial Services, LLC$5010-28-2011
Kristie Dawn CahillMorgan StanleyAmeriprise Financial Services, LLC$10012-14-2010
David Paul JonasMorgan StanleyAmeriprise Financial Services, LLC06-25-2010
Michael T HerronMorgan StanleyAndes Capital Group, LLC10-05-2009
William C YinMorgan StanleyAvatar Securities, LLC04-01-2013
Aidan Reed RodriguezMorgan StanleyAXA Advisors, LLC10-22-2019
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Showing 1 to 25 of 1,083 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.