Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
Richard Alan CatiponMorgan StanleyAdvanced Equities, Inc.11-12-2012
Suni Klare ConwayMorgan StanleyAIG Capital Services, Inc.10-24-2017
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
William Henry Atha IIMorgan StanleyAllianceBernstein L.P.03-30-2012
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
Jacqueline Kwong, Jonathan YoungMorgan StanleyAmeriprise Financial Services, Inc.$2,00009-01-2017
Bruce Mathew GallowayMorgan StanleyAmeriprise Financial Services, Inc.$3608-04-2017
Michael Anthony PersaudMorgan StanleyAmeriprise Financial Services, Inc.07-16-2015
Irwin Gordon PersaudMorgan StanleyAmeriprise Financial Services, Inc.07-16-2015
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, Inc.09-18-2013
John Holland RinggenbergMorgan StanleyAmeriprise Financial Services, Inc.06-18-2012
Richard Michael KapchukMorgan StanleyAmeriprise Financial Services, Inc.$5010-28-2011
Paul M. MichlikMorgan StanleyAXA Advisors, LLC10-03-2017
Patrick K. TaylorMorgan StanleyAXA Advisors, LLC11-01-2013
Melissa M. CongerMorgan StanleyAXA Advisors, LLC09-07-2010
Ryan Addison AlessiMorgan StanleyBancWest Investment Services, Inc.12-21-2017
Nita Pei-Lin MaMorgan StanleyBancWest Investment Services, Inc.10-10-2013
Davin Pao ChenMorgan StanleyBancWest Investment Services, Inc.09-20-2013
Christopher Allan Gillette, Christine Elizabeth GentilucciMorgan StanleyBarclays Capital Inc.09-21-2015
Dana Matthew Jacobs, Alan John VorwaldMorgan StanleyBarclays Capital Inc.06-10-2015
Paul M. BurkeMorgan StanleyBarclays Capital Inc.06-10-2015
Warren Seth CohnMorgan StanleyBarclays Capital Inc.01-23-2015
Patrick Paul Shannon Jr.Morgan StanleyBlackRock Investments, LLC02-01-2017
Joshua A. YocamMorgan StanleyBluerock Capital Markets LLC09-28-2018
Next Page »

Showing 1 to 25 of 1,662 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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