Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter ChenMorgan StanleyCharles Schwab & Co., Inc.$17006-14-2011
Benjamin WooMorgan StanleyCharles Schwab & Co., Inc.$14007-13-2010
Beth Scanlan Carol Abraham Calvin FongMorgan StanleyCredit Suisse Securities (USA) LLC$37501-27-2016
Michael Cott Donald NejedlyMorgan StanleyRBC Capital Markets, LLC$25001-03-2014
Victor Martinez Troy RazeggiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-01-2019
Kevin Martin Andrew ArcherMorgan StanleyUBS Financial Services Inc.$40010-05-2018
Vivian Lin Han LinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-18-2016
Geoffrey PaulMorgan StanleyUBS Financial Services Inc.$28005-31-2016
Howard WenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$17903-31-2016
Greg Fullmer Daniel Hawkins Douglas DyakonMorgan StanleyUBS Financial Services Inc.$1,30005-01-2015
Matthew J McDowellMorgan StanleyWells Fargo Clearing Services, LLC$5303-06-2015
Daniel K SchwalaMorgan StanleyUBS Financial Services Inc.$26702-27-2015
Tracy A ChanMorgan StanleyWells Fargo Clearing Services, LLC$5009-12-2014
Brian PurcellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$11506-26-2014
James Wong Matthew Barker Justin Harris Desiderio RodriquezMorgan StanleyWells Fargo Clearing Services, LLC$26402-28-2014
J Larry Mills Christopher G Venuti Bryan Mountain Marc RoggenkampMorgan StanleyUBS Financial Services Inc.$5,50001-03-2014
Thomas J McCann JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-19-2013
Nikesh Kadakia Jospeh Pastore Kirk SnyderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2013
David H RascoeMorgan StanleyWells Fargo Clearing Services, LLC$8002-15-2013
Robert GilsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$7506-15-2012
Kelly CavesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2012
William Bullock Gayle BullockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$23109-08-2011
Brandon HuntMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$9109-08-2011
Jack Wong Darryl NgMorgan StanleyWells Fargo Clearing Services, LLC$28909-07-2011
Judy Keng Sue TengMorgan StanleyWells Fargo Clearing Services, LLC$16209-07-2011
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Showing 1 to 25 of 690 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.