Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Lyon ChaseMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David James Trogan Jr.Morgan StanleyUBS Financial Services Inc.$20006-01-2009
Patrick Bertram SciarraMorgan StanleyUBS Financial Services Inc.$15006-01-2009
Richard Scott ShapiroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2009
Sean Marcus KenmoreMorgan StanleyEdward Jones06-08-2009
Joann WrobelMorgan StanleyJ.P. Morgan Securities LLC06-10-2009
John F GannonMorgan StanleyBanc of America Investment Services, Inc.$2506-22-2009
Jeffrey Patrick WolfeMorgan StanleyUBS Financial Services Inc.$1007-06-2009
Perry Higginson Bacon Jr.Morgan StanleyUBS Financial Services Inc.07-14-2009
Bryan Cross GouldMorgan StanleyUBS Financial Services Inc.07-31-2009
Robert F HillMorgan StanleyUBS Financial Services Inc.08-13-2009
John Charles Eagan Jr.Morgan StanleyUBS Financial Services Inc.$20008-13-2009
Chad Benton MacallisterMorgan StanleyUBS Financial Services Inc.08-13-2009
Robin Bailey LiebesMorgan StanleyGold Coast Securities, Inc.08-24-2009
Benardo Stevon RichardsonMorgan StanleyLPL Financial LLC08-24-2009
Adam S. AldrichMorgan StanleyWells Fargo Investments, LLC$1008-27-2009
Nicholas Edward BevadMorgan StanleyMorgan Stanley08-31-2009
Craig Alexander BlackwoodMorgan StanleyThomas Weisel Partners LLC09-14-2009
Sara Yasmin QaziMorgan StanleyUBS Financial Services Inc.09-17-2009
Lee Jay DunayerMorgan StanleyUBS Financial Services Inc.09-30-2009
Aaron D SanorMorgan StanleyUBS Financial Services Inc.09-30-2009
Danny Joong KimMorgan StanleyUBS Financial Services Inc.09-30-2009
Charles Maxwell EvansMorgan StanleyUBS Financial Services Inc.10-01-2009
Michael T HerronMorgan StanleyAndes Capital Group, LLC10-05-2009
Yangchen D LamaMorgan StanleyUBS Financial Services Inc.10-09-2009
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Showing 1 to 25 of 1,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.