Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Brian SnyderMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David CaprioMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David Churchill StambaughMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Courtenay WhalenMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Daniel MumfordMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Daniel TraversoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David David Boyd LowryMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
David Dennis GambelinMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
David Earhart LinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Earl TurnerMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
David Edward Jones IIIMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
David Eliott DollMorgan StanleyJ.P. Morgan Securities LLC03-31-2017
David Emilio KenneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Franklin PotterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Gene LuMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David H. RascoeMorgan StanleyWells Fargo Advisors$8002-15-2013
David Harrison RascoeMorgan StanleyWells Fargo Clearing Services, LLC$10002-15-2013
David Howard BailMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David James Trogan Jr.Morgan StanleyUBS Financial Services Inc.$20006-01-2009
David Jan RossMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Jan SinenskyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David Jeffrey NicholasMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
David Joel Pollock, Alan Bruce Solursh, Shadi Courtney MullinMorgan StanleyJ.P. Morgan Securities LLC$15001-11-2017
David L. TuebnerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David LauMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
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Showing 326 to 350 of 1,662 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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