Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Thomas DunniganMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andrew Troy DavisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andy P. ChenMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Angel Vidal ChavezMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Ann TuMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anna L ToyMorgan StanleyWells Fargo Investments, LLC08-27-2010
Anna Laura DiazMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Anna WuMorgan StanleyUBS Financial Services Inc.11-05-2010
Anne Yaye Nishiura-SetoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anny Cho-Fang ShenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anouchka Marie BalogMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Anthony C BakerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anthony C. JonesMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Anthony Christopher BottMorgan StanleyPreferred Capital Securities, LLC09-09-2015
Anthony Faustino PerezMorgan StanleyWells Fargo Clearing Services, LLC11-13-2015
Anthony Gregory SchmidtMorgan StanleyUBS Financial Services Inc.12-09-2011
Anthony John MaddelinaMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
Anthony Louis San AndresMorgan StanleyWells Fargo Clearing Services, LLC$2509-03-2010
Antoine Nabih SoumaMorgan StanleyJ.P. Morgan Securities LLC$10006-01-2016
April Latimer HeronMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Ara ShabanianMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Arash NassiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Archie Melvyn Underwood IIMorgan StanleyFinancial Telesis Inc03-01-2011
Ardaches PeltekianMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Ari Donald KalanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
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Showing 51 to 75 of 1,662 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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