Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph PenceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Aaron M. BlumMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Abel Macedo AraujoMorgan StanleyWells Fargo Clearing Services, LLC05-03-2013
Abhay N. KothariMorgan StanleyWestern Growers Financial Services, Inc.12-08-2015
Adam Alexander AndersonMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Adam Ira MarcusMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Adam Thomas KeefeMorgan StanleySunTrust Investment Services, Inc.03-03-2017
Afick ShararMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Aj Jolfai SafaviMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Al Frank BarronMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Alan Benton SilverbergMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alan Browne WhitmanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Alan Buford AdlerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Alan Burke DicksonMorgan StanleyLPL Financial LLC09-16-2011
Alan Lewis KleinMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Alan Peter McIntosh IIIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Albert Edward Gibbons IIIMorgan StanleyUBS Financial Services Inc.10-13-2011
Albie Booth VolleroMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Alejandro ValleMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Aleksey FurMorgan StanleyUBS Financial Services Inc.$10004-01-2016
Alexander Beaumont BianchiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Alexander Wallace MaruszkoMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Alexander YuMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Alfred Joseph PerrineMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Next Page »

Showing 1 to 25 of 1,662 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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