Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lin Xie HsiangMorgan StanleyCetera Investment Services LLC05-28-2020
Sumam Sara MathewMorgan StanleyFidelity Personal and Workplace Advisors04-16-2020
Nicole M. HainesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2020
Elaine Thompson PerezMorgan StanleyMorgan Stanley03-10-2020
Matthew Edward NanceMorgan StanleyUBS Financial Services Inc.03-06-2020
Kikelola O. AwosikaMorgan StanleyJ.P. Morgan Securities LLC03-06-2020
Scott Gregory ShepherdMorgan StanleyUBS Financial Services Inc.02-28-2020
James Anthony KenisonMorgan StanleyUnionBanc Investment Services, LLC02-21-2020
Heidi Ann RichardsonMorgan StanleyJ.P. Morgan Securities LLC02-07-2020
Andrew Alexander BunninMorgan StanleyHSBC Securities (USA) Inc.01-31-2020
Nathan P. ParvizMorgan StanleyWells Fargo Clearing Services, LLC01-29-2020
Sharon Reynolds StepenoskyMorgan StanleyMorgan Stanley01-24-2020
Andrew Christopher DeprimioMorgan StanleyWells Fargo Clearing Services, LLC01-17-2020
Alice Bernice ChowMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Shawn David SessionsMorgan StanleyWells Fargo Clearing Services, LLC01-17-2020
Michael Luis AlgarinMorgan StanleyWells Fargo Clearing Services, LLC01-17-2020
Laura Jeanne Russell-JonesMorgan StanleyWells Fargo Clearing Services, LLC01-10-2020
Melanie Chien LiuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Oscar RodriguezMorgan StanleyJ.P. Morgan Securities LLC12-23-2019
Michael MonatlikMorgan StanleyUBS Financial Services Inc.12-06-2019
Leor TzourMorgan StanleyUBS Financial Services Inc.12-06-2019
Andrew J. HardingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Shujuan LiuMorgan StanleyGriffinest Asia Securities, LLC11-19-2019
Dominique Noel WardMorgan StanleyWells Fargo Clearing Services, LLC11-13-2019
Gilles Pierre BarretieriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
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Showing 1 to 25 of 1,076 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.