Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Craig HorowitzMorgan StanleyForeside Funds Distributors LLC05-14-2012
Pierre MannehMorgan StanleyUBS Financial Services Inc.05-14-2012
Brian Douglas NeunzigMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2012
Lisa Ann GareyMorgan StanleyFirst Republic Securities Company, LLC05-04-2012
Richard L Sholty Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2012
Randall Irvin GoldringMorgan StanleyWestern International Securities, Inc.04-16-2012
William Henry Atha IIMorgan StanleyAllianceBernstein L.P.03-30-2012
James M. KosanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2012
Donald Patrick CampbellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2012
Jonathan Patrick O'BrienMorgan StanleyWells Fargo Clearing Services, LLC03-01-2012
Kelly McMurrayMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2012
Aaron Yoon Joon JangMorgan StanleyWells Fargo Clearing Services, LLC02-24-2012
Kelly CavesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2012
Kelly Suzanne CavesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2012
Peter George GibsonMorgan StanleyUBS Financial Services Inc.02-03-2012
Howard Andrew KreshekMorgan StanleyUBS Financial Services Inc.01-27-2012
Paul Vernon IrelandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2012
Colleen Mary LangsMorgan StanleyCharles Schwab & Co., Inc.01-05-2012
Scott Patrick McAlisterMorgan StanleyCharles Schwab & Co., Inc.01-04-2012
Anthony Gregory SchmidtMorgan StanleyUBS Financial Services Inc.12-09-2011
Christopher SzotMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2011
Azita SalamMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2011
Norman Andrew TanberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2011
Sean Min KangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2011
George Joseph RasherMorgan StanleyUBS Financial Services Inc.10-28-2011
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Showing 226 to 250 of 1,660 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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