Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neal Joseph ColemanMorgan StanleyRBC Capital Markets, LLC05-28-2010
Jeffrey Allen RussellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2010
Rica Marie DejesusMorgan StanleyFranklin/Templeton Distributors, Inc.05-10-2010
Roger Nelson CreggMorgan StanleyFirst Brokerage America, LLC03-29-2010
Jennifer L. BennettMorgan StanleyJMP Securities LLC03-22-2010
Susan Smith HoltMorgan StanleyOppenheimer & Co. Inc.03-15-2010
Charles Michael GrohsMorgan StanleyCharles Schwab & Co., Inc.01-15-2010
Christopher James Butler, Kevin C. ButlerMorgan StanleyWells Fargo Clearing Services, LLC01-15-2010
Shiela HingoraniMorgan StanleyUBS Financial Services Inc.01-08-2010
Thomas Dean WebsterMorgan StanleyWells Fargo Clearing Services, LLC12-16-2009
James M JenkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2009
Michael Paul Roberts, Thomas James KokjohnMorgan StanleyUBS Financial Services Inc.11-09-2009
Graham Kolbe RogneyMorgan StanleyCharles Schwab & Co., Inc.11-06-2009
Yangchen D LamaMorgan StanleyUBS Financial Services Inc.10-09-2009
Lee Jay Dunayer, Danny Joong KimMorgan StanleyUBS Financial Services Inc.09-30-2009
Sara Yasmin QaziMorgan StanleyUBS Financial Services Inc.09-17-2009
Craig Alexander BlackwoodMorgan StanleyThomas Weisel Partners LLC09-14-2009
Robin Bailey LiebesMorgan StanleyGold Coast Securities, Inc.08-24-2009
Robert F Hill, John Charles Eagan Jr., Chad Benton MacallisterMorgan StanleyUBS Financial Services Inc.08-13-2009
Karen A McDonaldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cathy Lee KosleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen Jay ClarkeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Thomas CurtisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven Randall GeraghtyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lisa Ann DavisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 301 to 325 of 1,660 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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