Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Rose BarberianMorgan StanleyWells Fargo Clearing Services, LLC09-01-2017
Douglas Robert QuinteroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Francine Juanita TorresMorgan StanleyWells Fargo Clearing Services, LLC07-28-2017
Vincent Anthony BrizzolaraMorgan StanleyWaddell & Reed07-11-2017
Chris DillonMorgan StanleyNorthwestern Mutual Investment Services, LLC07-10-2017
Nicholas J. WolfMorgan StanleyCiti Private Advisory, LLC07-07-2017
Milad JavaherianMorgan StanleyWells Fargo Clearing Services, LLC05-19-2017
Rances Mendoza SainzMorgan StanleyJ.P. Morgan Securities LLC05-18-2017
Robert Lampton SheelyMorgan StanleyJ.P. Morgan Securities LLC05-17-2017
Michael David WelchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Steven George Carayanis Sr.Morgan StanleyJ.P. Morgan Securities LLC05-05-2017
Brant Allen RustichMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
James Jay Hallman, Nathaniel E ErmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
David Eliott DollMorgan StanleyJ.P. Morgan Securities LLC03-31-2017
John AgnewMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2017
Adam Thomas KeefeMorgan StanleySunTrust Investment Services, Inc.03-03-2017
Stephany Lemay ThompsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2017
Benedicto P. CrisologoMorgan StanleyMML Investors Services, LLC02-23-2017
Chengjing ZhangMorgan StanleyMML Investors Services, LLC02-15-2017
Jason Michael TurnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-02-2017
Patrick Paul Shannon Jr.Morgan StanleyBlackRock Investments, LLC02-01-2017
Carole Ann Nero, Kevin Michael CoyleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Taimur A. BaigMorgan StanleyWells Fargo Clearing Services, LLC01-06-2017
Jack Douglas BanningMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2017
Susan Lynne YedlickaMorgan StanleyRBC Capital Markets, LLC12-14-2016
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Showing 51 to 75 of 1,661 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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