Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryce Steven McConnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2016
John Albert Harvey IVMorgan StanleyWells Fargo Clearing Services, LLC08-26-2016
Blake Harrison FreemanMorgan StanleyJ.P. Morgan Securities LLC08-26-2016
Han Ming Lin, Yu-Chia LinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2016
Karl Gregory SalocksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2016
Shlomo Steven WeiserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2016
Eduardo MarekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2016
Douglas Arthur KeystonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2016
Sean William ReynoldsMorgan StanleyEdward Jones08-01-2016
Nikita Zhen HuangMorgan StanleyCitigroup Global Markets Inc.07-27-2016
Cassandra Maria AlfaroMorgan StanleyUBS Financial Services Inc.07-22-2016
Ryan Eugene KennedyMorgan StanleyTransamerica Financial Advisors, Inc07-18-2016
Edward ChoiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2016
William Prescott Wolcott Jr.Morgan StanleyJ.P. Morgan Securities LLC06-16-2016
Mark Bryant RuyleMorgan StanleyWells Fargo Clearing Services, LLC06-09-2016
Victoria Paige BaileyMorgan StanleyJ.P. Morgan Securities LLC06-03-2016
Tatiana BelayaMorgan StanleyJ.P. Morgan Securities LLC05-31-2016
Jerald R ReichMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
James L. RehfeldMorgan StanleyUBS Financial Services Inc.05-26-2016
Lee Eric LevyMorgan StanleyCanid Asset Management05-24-2016
Fredric S. Bayles IIIMorgan StanleyWells Fargo Clearing Services, LLC05-20-2016
Daniel JohnsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2016
Wenxin YuMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2016
David Robert BennetteMorgan StanleyProspera Financial Services, Inc.05-16-2016
Geoffrey Scott PaulMorgan StanleyUBS Financial Services Inc.05-12-2016
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Showing 76 to 100 of 1,660 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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