Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew James McDowellMorgan StanleyWells Fargo Clearing Services, LLC03-02-2015
Warren Seth CohnMorgan StanleyBarclays Capital Inc.01-23-2015
Nikolay Aleksandrovich VarbanetsMorgan StanleyWells Fargo Clearing Services, LLC12-24-2014
Todd Jeffery KleinfeldMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2014
Dewijanti H HartonoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2014
Steven Paul KellerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2014
Jan DoernteMorgan StanleyADP Broker-Dealer, Inc.08-18-2014
Sandra Rita ReckMorgan StanleyEdward Jones08-11-2014
Ryan Takeo KanetokuMorgan StanleyWaddell & Reed08-06-2014
Vivian F. Chuan SunMorgan StanleyWells Fargo Clearing Services, LLC07-11-2014
Barak RavivMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2014
Elliott J. DutroMorgan StanleyJ.P. Morgan Securities LLC07-11-2014
Brian James VolpeiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2014
Richard Duffy, Russell KwokMorgan StanleyJPMorgan Chase & Co.06-24-2014
Wei ChenMorgan StanleyMML Investors Services, LLC06-11-2014
Eva Virginia EnrigueMorgan StanleyJ.P. Morgan Securities LLC06-10-2014
Fabian JohnMorgan StanleyUBS Financial Services Inc.06-06-2014
Juan Andres GachetMorgan StanleyJ.P. Morgan Securities LLC05-03-2014
Clinton Edward CurtrightMorgan StanleyCallan Capital, LLC04-19-2014
Gregory Richard WernerMorgan StanleyUBS Financial Services Inc.04-04-2014
Daniel Philip FreemanMorgan StanleyMercer Allied Company, L.P.03-17-2014
Katharine PartridgeMorgan StanleyMorgan Stanley & Co. LLC03-03-2014
Delaura DaneshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2014
Jenny LeeMorgan StanleyNew England Securities02-06-2014
Miki Christina OhashiMorgan StanleyEdward Jones02-04-2014
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Showing 151 to 175 of 1,660 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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