Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Williams WhitmerMorgan StanleyRobert W. Baird & Co. Incorporated01-31-2014
Stephen Jae ShinMorgan StanleyUBS Financial Services Inc.01-28-2014
Zachary Alan SchillerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2014
Toni J. SprouseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2014
John Edward LambertMorgan StanleyNeuberger Berman LLC01-03-2014
Lemuel Lee DanielsMorgan StanleyDeutsche Bank Securities Inc.12-12-2013
Ryan R HyslopMorgan StanleyEdward Jones11-26-2013
Patrick K. TaylorMorgan StanleyAXA Advisors, LLC11-01-2013
Nita Pei-Lin MaMorgan StanleyBancWest Investment Services, Inc.10-10-2013
Karen Lynn HarootenianMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2013
Davin Pao ChenMorgan StanleyBancWest Investment Services, Inc.09-20-2013
Maria Joy KotmanMorgan StanleyAmeriprise Financial Services, Inc.09-18-2013
Deborah Lynn TryonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2013
Gordon A WilliamsMorgan StanleyMorgan Stanley & Co. LLC08-05-2013
Christopher Edward CoghlanMorgan StanleyWells Fargo Clearing Services, LLC08-02-2013
Kristopher William BushMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2013
Ryan Sean WintersMorgan StanleyUBS Financial Services Inc.06-26-2013
Manuel L OjedaMorgan StanleyWells Fargo Clearing Services, LLC06-07-2013
Daron Bruce EdwardsMorgan StanleyWells Fargo Clearing Services, LLC05-06-2013
Abel Macedo AraujoMorgan StanleyWells Fargo Clearing Services, LLC05-03-2013
Eric Vaughn GarrisonMorgan StanleyMidAmerica Financial Services, Inc.04-30-2013
Thomas Joseph McCann Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2013
Kevin David WrightMorgan StanleyWells Fargo Clearing Services, LLC04-19-2013
Ian Evan FischlerMorgan StanleyJ.P. Morgan Securities LLC04-05-2013
Nicolas BlatsiotisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2013
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Showing 176 to 200 of 1,660 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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