Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven R. EggersMorgan StanleyWells Fargo Clearing Services, LLC02-01-2011
Lauren Ashley PieperMorgan StanleySecurities America, Inc.01-18-2011
Michael Brinton KiddMorgan StanleyWells Fargo Investments, LLC01-06-2011
Lloyd Barry CohenMorgan StanleyWells Fargo Clearing Services, LLC12-09-2010
John WongMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2010
Steven Warren LeaseMorgan StanleyStifel, Nicolaus & Company, Incorporated11-16-2010
John Michael ColeMorgan StanleyAK Capital, LLC11-15-2010
Gail L. RogersMorgan StanleyMoney Market 1 Institutional Investment Dealer11-15-2010
Susan Pi-Hsia Huang-CramerMorgan StanleyUBS Financial Services Inc.11-05-2010
Anna WuMorgan StanleyUBS Financial Services Inc.11-05-2010
Steven W EdgrenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
Michael Y YenMorgan StanleyHSBC Securities (USA) Inc.10-29-2010
Terri Lee LaneMorgan StanleyUBS Financial Services Inc.09-10-2010
Melissa M. CongerMorgan StanleyAXA Advisors, LLC09-07-2010
Anna L ToyMorgan StanleyWells Fargo Investments, LLC08-27-2010
Thomas Kenneth SutterMorgan StanleyUBS Financial Services Inc.08-13-2010
Rivka Marom FrancoMorgan StanleyLeumi Investment Services Inc.07-29-2010
Hongmin LuMorgan StanleyPillar Pacific Capital Management LLC07-12-2010
Benjamin H. WooMorgan StanleyCharles Schwab & Co., Inc.07-02-2010
Paul Joseph D'EpagnierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
Emilia Constance PirroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2010
Richard Herbert ClarkMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2010
Nicole Natalie DickersonMorgan StanleyUBS Financial Services Inc.06-07-2010
Todd David LubinMorgan StanleyChase Investment Services Corp.06-07-2010
Stan SklenarMorgan StanleyUBS Financial Services Inc.05-28-2010
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Showing 276 to 300 of 1,662 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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