Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan StanleyUBS Financial Services Inc. Inc.$5,50001-03-2014
Brian Jeffery Sharpes, Luke Robert AsherMorgan StanleyUBS Financial Services Inc.$2,02010-18-2017
Jacqueline Kwong, Jonathan YoungMorgan StanleyAmeriprise Financial Services, Inc.$2,00009-01-2017
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan StanleyUBS Financial Services Inc. Inc.$1,30005-01-2015
Stephen Robert WinstonMorgan StanleyCitigroup Global Markets Inc.$83306-01-2009
Donald Fung, Matt Palleschi, John Campbell, Brian BechelliMorgan StanleyJPMorgan Chase & Co.$82903-24-2017
Kevin Martin, Andrew ArcherMorgan StanleyUBS Financial Services Inc. Inc.$40010-05-2018
Beth Scanlan, Carol Abraham, Calvin FongMorgan StanleyCredit Suisse Wealth Services$37501-27-2016
David Runstrom, Eric NoyesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$33205-04-2011
Michael KiddMorgan StanleyWells Fargo Advisors$30501-10-2011
Jack Wong, Darryl NgMorgan StanleyWells Fargo Advisors$28909-07-2011
Geoffrey PaulMorgan StanleyUBS Financial Services Inc. Inc.$28005-31-2016
Elliot Evans IchinoseMorgan StanleyWells Fargo Clearing Services, LLC$27512-09-2016
Martin Anthony Mayer Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26802-17-2016
Daniel K. SchwalaMorgan StanleyUBS Financial Services Inc. Inc.$26702-27-2015
Howard K WenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$26403-31-2016
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezMorgan StanleyWells Fargo Advisors$26402-28-2014
Vivian Lin, Han LinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-18-2016
Michael Cott, Donald NejedlyMorgan StanleyRBC Wealth Management$25001-03-2014
William Bullock, Gayle BullockMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$23109-08-2011
John Dana Asher, Cory Franklin AsherMorgan StanleyUBS Financial Services Inc.$22810-18-2017
Cheryl YoungMorgan StanleyRaymond James$22110-26-2012
Jeff RussellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21805-25-2010
Thomas J. McCann Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-19-2013
Lawrence Jay SolomonMorgan StanleyRBC Capital Markets, LLC$20008-17-2012
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Showing 1 to 25 of 1,660 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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