Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nikita Zhen HuangMorgan StanleyCitigroup Global Markets Inc.07-27-2016
Henry Chia-How ChangMorgan StanleyCitigroup Global Markets Inc.10-20-2015
Karen A McDonaldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cathy Lee KosleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen Jay ClarkeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark Thomas CurtisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven Randall GeraghtyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lisa Ann DavisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barry Lee GarapedianMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Martin MarguetMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gregory James TakataMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Harold DwyerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Karsten Jon ChinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven DanielsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Karen Leslie VarnhagenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Michael MoosMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Edward KolbMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Earhart LinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven Joseph ScerraMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Donald Vernon CoulterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Peter TudorMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William James BarneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John James FuhrmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Emilio KenneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stuart Ross EpsteinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 556 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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