Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joann WrobelMorgan StanleyJ.P. Morgan Securities LLC06-10-2009
Frank Tae RoMorgan StanleyJ.P. Morgan Securities LLC07-13-2011
Steve Yue Ming SungMorgan StanleyJ.P. Morgan Securities LLC$10010-19-2012
J. Matthew Matthew BoppMorgan StanleyJ.P. Morgan Securities LLC10-19-2012
Garry Dean WhitfieldMorgan StanleyJ.P. Morgan Securities LLC11-02-2012
Judith Mae Franks LeytonMorgan StanleyJ.P. Morgan Securities LLC12-18-2012
Russell Norman BaconMorgan StanleyJ.P. Morgan Securities LLC$50002-15-2013
Ian Evan FischlerMorgan StanleyJ.P. Morgan Securities LLC$50004-05-2013
Peter Alexander AlfordMorgan StanleyJ.P. Morgan Securities LLC04-19-2013
Harvey Robert KlyceMorgan StanleyJ.P. Morgan Securities LLC05-24-2013
Raymond K JewMorgan StanleyJ.P. Morgan Securities LLC08-02-2013
Troy RazeggiMorgan StanleyJ.P. Morgan Securities LLC09-26-2013
Joshua Donald Hagel-ThalerMorgan StanleyJ.P. Morgan Securities LLC02-06-2014
Juan Andres GachetMorgan StanleyJ.P. Morgan Securities LLC05-03-2014
Eva Virginia EnrigueMorgan StanleyJ.P. Morgan Securities LLC06-10-2014
Richard James DuffyMorgan StanleyJ.P. Morgan Securities LLC$25006-24-2014
Russell Chifun KwokMorgan StanleyJ.P. Morgan Securities LLC06-24-2014
Lydia VargaMorgan StanleyJ.P. Morgan Securities LLC06-24-2014
Patty A ParkMorgan StanleyJ.P. Morgan Securities LLC07-09-2014
Elliott J. DutroMorgan StanleyJ.P. Morgan Securities LLC07-11-2014
Kevin Khadimally PashaMorgan StanleyJ.P. Morgan Securities LLC08-13-2014
Thomas J FallerMorgan StanleyJ.P. Morgan Securities LLC01-26-2015
Jose L RayaMorgan StanleyJ.P. Morgan Securities LLC$25005-29-2015
Scott Patrick YoungMorgan StanleyJ.P. Morgan Securities LLC07-24-2015
Scott Francis LindusMorgan StanleyJ.P. Morgan Securities LLC$10008-14-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.