Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Bruce SolurshMorgan StanleyJ.P. Morgan Securities LLC$15001-11-2017
Alexander H. KadishMorgan StanleyJ.P. Morgan Securities LLC02-17-2016
Antoine Nabih SoumaMorgan StanleyJ.P. Morgan Securities LLC$10006-01-2016
Batkhuu BatjargalMorgan StanleyJ.P. Morgan Securities LLC04-29-2016
Blake Harrison FreemanMorgan StanleyJ.P. Morgan Securities LLC08-26-2016
Brian James KettmannMorgan StanleyJ.P. Morgan Securities LLC08-09-2019
Brian S. BechelliMorgan StanleyJ.P. Morgan Securities LLC03-24-2017
Curtis William SwindalMorgan StanleyJ.P. Morgan Securities LLC07-07-2017
David Eliott DollMorgan StanleyJ.P. Morgan Securities LLC03-31-2017
David Joel PollockMorgan StanleyJ.P. Morgan Securities LLC$15001-11-2017
Dominique B. JordanMorgan StanleyJ.P. Morgan Securities LLC10-26-2018
Donald C. FungMorgan StanleyJ.P. Morgan Securities LLC$10003-24-2017
Elliott J. DutroMorgan StanleyJ.P. Morgan Securities LLC07-11-2014
Eszter TamasMorgan StanleyJ.P. Morgan Securities LLC06-08-2018
Eva Virginia EnrigueMorgan StanleyJ.P. Morgan Securities LLC06-10-2014
Frank Tae RoMorgan StanleyJ.P. Morgan Securities LLC07-13-2011
Garrett Quantz BlandMorgan StanleyJ.P. Morgan Securities LLC$5009-02-2016
Garry Dean WhitfieldMorgan StanleyJ.P. Morgan Securities LLC11-02-2012
Gidon Abram NachMorgan StanleyJ.P. Morgan Securities LLC02-17-2016
Harvey Robert KlyceMorgan StanleyJ.P. Morgan Securities LLC05-24-2013
Heather Lee KuekerMorgan StanleyJ.P. Morgan Securities LLC02-04-2016
Heidi Ann RichardsonMorgan StanleyJ.P. Morgan Securities LLC02-07-2020
Ian Evan FischlerMorgan StanleyJ.P. Morgan Securities LLC04-05-2013
Isabelle StaubMorgan StanleyJ.P. Morgan Securities LLC04-01-2019
J. Matthew Matthew BoppMorgan StanleyJ.P. Morgan Securities LLC10-19-2012
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.