Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katharine PartridgeMorgan StanleyMorgan Stanley & Co. LLC03-03-2014
Gordon A WilliamsMorgan StanleyMorgan Stanley & Co. LLC08-05-2013
Thomas Stephen SeidelMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jay Randall ParkerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Joseph Belanger Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Steven Lee FuscoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Nina Bryan NittiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
William Stauffer Jr.Morgan StanleyMorgan Stanley & Co. LLC06-01-2009
Enrique Diaz LomelinMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Ira ChaykinMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Richard Lee SegalMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Thomas Caffery IIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Darrin Scott FrankelMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David Andrew CliftMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Charles Michael MorrisonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Bryan Dean WelbaumMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Richard Harvey MeredithMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Edward HackMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Gerard FinizioMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Leeroy Joeseph KloezemanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Steven Alexander SametMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Rodney Alan PirtleMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Mark Richard GraceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Mark Edward CarrollMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jeffrey David TraumMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 524 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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