Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aldo LozanoMorgan StanleyRBC Capital Markets, LLC$10003-22-2016
Charles Paul HubbardMorgan StanleyRBC Capital Markets, LLC08-17-2015
Donald Charles NejedlyMorgan StanleyRBC Capital Markets, LLC$10001-03-2014
Honora Penrose DominesMorgan StanleyRBC Capital Markets, LLC10-19-2015
Jaime Abreu Torres Jr.Morgan StanleyRBC Capital Markets, LLC11-01-2015
Lawrence Jay SolomonMorgan StanleyRBC Capital Markets, LLC$20008-17-2012
Leah Helene Jacobson SchugMorgan StanleyRBC Capital Markets, LLC01-06-2014
Mark Douglas PanfilMorgan StanleyRBC Capital Markets, LLC$15003-22-2016
Michael Alan CottMorgan StanleyRBC Capital Markets, LLC01-03-2014
Nathan Thomas MuellerMorgan StanleyRBC Capital Markets, LLC10-05-2018
Neal Joseph ColemanMorgan StanleyRBC Capital Markets, LLC05-28-2010
Neil Robert NapoleonMorgan StanleyRBC Capital Markets, LLC$15009-08-2011
Susan Lynne YedlickaMorgan StanleyRBC Capital Markets, LLC12-14-2016
Thomas B. HammannMorgan StanleyRBC Capital Markets, LLC$5001-06-2014
Thomas Brett HammannMorgan StanleyRBC Capital Markets, LLC01-01-2014
Thomas Wilson MurrayMorgan StanleyRBC Capital Markets, LLC$5004-16-2010
Tom Turney Edwards Jr.Morgan StanleyRBC Capital Markets, LLC$15001-09-2015
Victoria Lisa ValleMorgan StanleyRBC Capital Markets, LLC$10004-16-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.