Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Steven ArcherMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Benjamin George RosenblumMorgan StanleyHilltop Securities Inc.02-15-2019
Borami YoonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Brendan Andrew MooreMorgan StanleyNorthwestern Mutual Investment Services, LLC08-09-2018
Charles Robert WilmothMorgan StanleyWells Fargo Clearing Services, LLC$5001-25-2019
Chelsea DengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-15-2019
Corey Omar LangstonMorgan StanleyUBS Financial Services Inc.$5010-26-2018
Daniel MarksMorgan StanleyUBS Financial Services Inc.$10002-01-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
Dominique B. JordanMorgan StanleyJ.P. Morgan Securities LLC10-26-2018
Dylan N. SpickerMorgan StanleyOppenheimer & Co. Inc.12-18-2018
Henry Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-26-2018
Howard DouglasMorgan StanleyPark Avenue Securities LLC01-28-2019
Huiying ChengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
James John BuriMorgan StanleyFidelity Brokerage Services LLC$5011-30-2018
Jeff Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-21-2018
Jevin M. FergusonMorgan StanleyUBS Financial Services Inc.$5002-01-2019
John Christopher FleishmanMorgan StanleyRaymond James & Associates, Inc.$15011-12-2018
Joshua A. YocamMorgan StanleyBluerock Capital Markets LLC09-28-2018
Julia A. Seydlitz FalchiMorgan StanleyE*TRADE Securities LLC05-10-2019
Julius Ogbekhilulumen AgbonbhaseMorgan StanleyE*TRADE Securities LLC11-16-2018
Kelly Jean KesdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Kevin Martin, Andrew ArcherMorgan StanleyUBS Financial Services Inc. Inc.$40010-05-2018
Kevin Richard MartinMorgan StanleyUBS Financial Services Inc.$15010-05-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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