Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael A BiggerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Brian Alan ZivickyMorgan StanleyJ.P. Morgan Securities LLC04-27-2020
Rachel A FitzpatrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-16-2020
Michael StoneMorgan StanleySanford C. Bernstein & Co., LLC01-22-2020
Samantha L EdigerMorgan StanleyWells Fargo Clearing Services, LLC$5011-21-2019
Kenneth KleinMorgan StanleyJanus Henderson Distributors07-02-2019
Miranda Mabel RossMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
John G BaldassariMorgan StanleyWells Fargo Clearing Services, LLC$10006-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Brian Scott LindseyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Lori Ann GibbMorgan StanleyRaymond James & Associates, Inc.02-15-2019
Christopher John Rezek JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Gregory Lawrence SmithMorgan StanleyMML Investors Services, LLC10-25-2018
Donald ButlerMorgan StanleyT. Rowe Price Investment Services, Inc.08-16-2018
Stephanie Ako VanDevanderMorgan StanleyPNC Investments11-22-2017
John Glover GivensMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-11-2017
Kent Andrew WelleyMorgan StanleyWells Fargo Clearing Services, LLC08-11-2017
Deborra L BarbeeMorgan StanleyStifel, Nicolaus & Company, Incorporated05-12-2017
Rodney Brunell SwearingenMorgan StanleyUBS Financial Services Inc.10-11-2016
Robert O HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Patrick James HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Brendan Robert HillMorgan StanleyUBS Financial Services Inc.10-07-2016
Glenn Eugene ScottMorgan StanleyD.A. Davidson & Co.09-29-2016
Nicholas Michael YipMorgan StanleyDavidson Fixed Income Management, Inc.09-27-2016
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.