Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
Brooke Marie SugameleMorgan StanleyAmeriprise Financial Services, LLC06-13-2012
Lowell Richard LemesanyMorgan StanleyAmeriprise Financial Services, LLC$5011-18-2011
Kaitlin Mary InchauspeMorgan StanleyAXA Advisors, LLC05-09-2014
Rick BerryMorgan StanleyAXA Advisors, LLC01-16-2014
John Andersen-KirtlandMorgan StanleyCharles Schwab & Co., Inc.02-18-2014
John Paul CechMorgan StanleyCharles Schwab & Co., Inc.04-29-2011
Philip Alan WilsonMorgan StanleyCharles Schwab & Co., Inc.$15011-08-2010
Christopher Daniel LongMorgan StanleyCharles Schwab & Co., Inc.$10004-16-2010
Gary A PetersonMorgan StanleyChase Investment Services Corp.09-11-2009
Glenn Eugene ScottMorgan StanleyD.A. Davidson & Co.09-29-2016
Robert John Krug Jr.Morgan StanleyD.A. Davidson & Co.09-29-2016
Nicholas Michael YipMorgan StanleyDavidson Fixed Income Management, Inc.09-27-2016
Jordan Michael CurryMorgan StanleyEdward Jones07-20-2009
Scott Robert AndersonMorgan StanleyFirst Command Financial Planning, Inc.05-16-2014
Robert Wade Eldridge Jr.Morgan StanleyGVC Capital LLC$5001-17-2014
Hayden M. PorterMorgan StanleyGWFS Equities, Inc.07-12-2016
Raymond Douglas WongMorgan StanleyInvestment Advisory Services, Inc11-06-2017
Chelsey D. SmithMorgan StanleyJ.P. Morgan Securities LLC05-20-2016
Bruce Anthony DiBiaseMorgan StanleyJ.P. Morgan Securities LLC$15008-20-2015
James Edward HenkelMorgan StanleyJ.P. Morgan Securities LLC07-21-2015
Conor Sullivan McCallinMorgan StanleyJ.P. Morgan Securities LLC06-22-2015
Carla Scanniello McConnellMorgan StanleyJ.P. Morgan Securities LLC06-04-2015
Melanie Jeanene SchmiedingMorgan StanleyJ.P. Morgan Securities LLC04-15-2011
Timothy Donald SoderquistMorgan StanleyJ.P. Morgan Securities LLC02-11-2011
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.