Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam John GobleMorgan StanleyUSAA Financial Advisors, Inc.03-14-2014
Andrew Jonathan BurwellMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Angela Leach PizzichiniMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ann Marie RiesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Arthur Barry SegallMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Arthur Herman Harter IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Autumn Buracker YamamuraMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Barbara Hoff DavidmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Bret Allen RobertsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian Scott LindseyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-17-2019
Bruce Anthony DibiaseMorgan StanleyJ.P. Morgan Securities LLC$15008-20-2015
Bryan Warren KoepfMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2011
Calvin Boyd MasonMorgan StanleyWells Fargo Clearing Services, LLC$1002-01-2013
Carol S. BowmanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Carter Kent DammenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Catherine Milford ColemanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-15-2016
Chadwick Royce KeelerMorgan StanleyWells Fargo Clearing Services, LLC10-14-2011
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Christopher Patrick EissingerMorgan StanleyUBS Financial Services Inc.02-17-2012
Christopher S SchofieldMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Conor Sullivan McCallinMorgan StanleyJ.P. Morgan Securities LLC06-22-2015
Craig George ZellerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Dana Weiss AlbrightMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David A TonkMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
David Alan WieneckeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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