Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
ABBY WOLMAN Wolman MCELROYMorgan StanleyRBC Capital Markets, LLC08-30-2017
Adam Patrick LeapleyMorgan StanleyChase Investment Services Corp.$21101-14-2011
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Amy B MooneyMorgan StanleyG.Research, LLC01-28-2015
Anthony D Corona IiiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Barbara Lynne Taylor-HatjeMorgan StanleySantander Securities LLC04-11-2016
Brad Stephen GaglioneMorgan StanleyZacks Investment Management, Inc.$5002-13-2015
Brian R LavigneMorgan StanleyGoldman Sachs & Co.09-20-2010
Carlton Milo Higbie IIIMorgan StanleyUBS Financial Services Inc.$5006-14-2013
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Celeste Roni DinermanMorgan StanleyChase Investment Services Corp.$5002-11-2011
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Daniel James WrightMorgan StanleyUBS Financial Services Inc.$5010-16-2009
David A SchneiderMorgan StanleyJ.P. Morgan Securities LLC07-02-2020
David James JorgensenMorgan StanleyMML Investors Services, LLC$1,00005-14-2012
David Jay GouldMorgan StanleyCetera Financial Specialists LLC04-25-2018
David Michael SnetroMorgan StanleyRDM Investment Services, Inc.$15003-24-2011
David Victor JannyMorgan StanleyUBS Financial Services Inc.$15011-21-2012
Derek James AngusMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-03-2010
Donald J SelingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Dupree D Johnson IiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2012
Edward Z KwiatkowskiMorgan StanleyUBS Financial Services Inc.$5008-24-2012
Eric P DrakeMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
George H GetzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-11-2014
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.