Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Wolman McElroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Adam Patrick Leapley, Jennifer L. HradekMorgan StanleyChase Investment Services Corp.$15001-14-2011
Adelio GallucciMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Ali Marie GirardiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Allan Victor Jay IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Amy MooneyMorgan StanleyG.Research, LLC01-28-2015
Andre Yoshua WeiserMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrew L FlorioMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Marc DeckMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Andrew Watkins LivesayMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anthony Carl PassarelloMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Anthony Dominic Corona IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Arthur Alfred AuchMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Ann AreltMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Ludlow TaussigMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Barbara Lynne Taylor-HatjeMorgan StanleySantander Securities LLC$1004-11-2016
Barbara Tucker EllinghausMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brett James CavalieriMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian J ElliottMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brian John MorgantiniMorgan StanleyMorgan Stanley & Co. Incorporated$3506-01-2009
Brian John NerreauMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Bruce Downing SargentMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bruno Scott GioffreMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Cammi Oyabe HuckmanMorgan StanleyMorgan Stanley & Co. LLC$7506-01-2009
Next Page »

Showing 1 to 25 of 234 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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